1. GenBank: The Nucleotide Sequence Database
"M,Hm!j Ilene Mizrachi
uTy00`1 Created: October 9, 2002
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9-d Updated: August 22, 2007
semTAoqH Summary
m5
W':vM The GenBank sequence database is an annotated collection of all publicly available nucleotide
:aD_>,n sequences and their protein translations. This database is produced at National Center for
p1IN%*IV+o Biotechnology Information (NCBI) as part of an international collaboration with the European Molecular
]@l;;Sp Biology Laboratory (EMBL) Data Library from the European Bioinformatics Institute (EBI) and the DNA
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71=H Data Bank of Japan (DDBJ). GenBank and its collaborators receive sequences produced in
qI[AsM+ laboratories throughout the world from more than 100,000 distinct organisms. GenBank continues to
/5Yl, P grow at an exponential rate, doubling every 10 months. Release 134, produced in February 2003,
]hbrzvo contained over 29.3 billion nucleotide bases in more than 23.0 million sequences. GenBank is built
}RQHsS by direct submissions from individual laboratories, as well as from bulk submissions from large-scale
_iu^VK,} sequencing centers.
f2ck=3 Direct submissions are made to GenBank using BankIt [
http://www.ncbi.nlm.nih.gov/BankIt/],
*(sv5c!0M8 which is a Web-based form, or the stand-alone submission program, Sequin [http://
p<B*)1Tj0 www.ncbi.nlm.nih.gov/Sequin/index.html]. Upon receipt of a sequence submission, the GenBank staff
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jN* assigns an Accession number to the sequence and performs quality assurance checks. The
c7R6.T submissions are then released to the public database, where the entries are retrievable by Entrez or
] B>.} downloadable by FTP. Bulk submissions of Expressed Sequence Tag (EST), Sequence Tagged Site
GwmYhG<{ (STS), Genome Survey Sequence (GSS), and High-Throughput Genome Sequence (HTGS) data are
\M*c3\&~,e most often submitted by large-scale sequencing centers. The GenBank direct submissions group also
Kw`}hSE>o processes complete microbial genome sequences.
Qn@[{%),4 History
WH.3 Initially, GenBank was built and maintained at Los Alamos National Laboratory (LANL). In the early
|gfG\fL3V 1990s, this responsibility was awarded to NCBI through congressional mandate. NCBI undertook
-hGLGF?? the task of scanning the literature for sequences and manually typing the sequences into the data-
Uf|@h base. Staff then added annotation to these records, based upon information in the published article.
VzWH9%w Scanning sequences from the literature and placing them into GenBank is now a rare occurrence.
9ol&p> Nearly all of the sequences are now deposited directly by the labs that generate the sequences.
f~f)6XU| This is attributable to, in part, a requirement by most journal publishers that nucleotide sequences
t1!>EI` are first deposited into publicly available databases (DDBJ/EMBL/GenBank) so that the Accession
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-pt number can be cited and the sequence can be retrieved when the article is published. NCBI began
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b}-<~ >Xxi2Vy NCBI Handbook GenBank
:VX2&* accepting direct submissions to GenBank in 1993 and received data from LANL until 1996. Cur-
3O|2Z~>3 rently, NCBI receives and processes about 20,000 direct submission sequences per month, in
p,3}A(> addition to the approximately 200,000 bulk submissions that are processed automatically.
9{-H/YS\_s International Collaboration
].@8/. rg In the mid-1990s, the GenBank database became part of the International Nucleotide Sequence
<}}u'5;^?x Database Collaboration with the EMBL database (European Bioinformatics Institute [http://
4UMOC_ www.ebi.ac.uk/], Hinxton, United Kingdom) and the Genome Sequence Database (GSDB; LANL,
m-Qy6"eW Los Alamos, NM). Subsequently, the GSDB was removed from the Collaboration (by the National
zOYG`:/' Center for Genome Resources, Santa Fe, NM), and DDBJ [
http://www.ddbj.nig.ac.jp/] (Mishima,
s6Il3Kf Japan) joined the group. Each database has its own set of submission and retrieval tools, but the
)c<[@::i three databases exchange data daily so that all three databases should contain the same set of
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; sequences. Members of the DDBJ, EMBL, and GenBank staff meet annually to discuss technical
3.h0 issues, and an international advisory board meets with the database staff to provide additional
{O4&HW% guidance. An entry can only be updated by the database that initially prepared it to avoid conflicting
!^Q4ZL,- data at the three sites.
u&e?3qKX( The Collaboration created a Feature Table Definition [
http://www.ncbi.nlm.nih.gov/collab/FT/ 5e^z]j1Yv index.html] that outlines legal features and syntax for the DDBJ, EMBL, and GenBank feature tables.
7s0pH+ The purpose of this document is to standardize annotation across the databases. The presentation
Q5*"t*L!N and format of the data are different in the three databases, however, the underlying biological infor-
;b 'L2 mation is the same.
`_OB_F Confidentiality of Data
eRg;)[#0>$ When scientists submit data to GenBank, they have the opportunity to keep their data confidential
ob9=/ R?i for a specified period of time. This helps to allay concerns that the availability of their data in Gen-
=h/61Bl3 Bank before publication may compromise their work. When the article containing the citation of the
n]3Z~HoZ sequence or its Accession number is published, the sequence record is released. The database
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Dn^B1^ staff request that submitters notify GenBank of the date of publication so that the sequence can be
g+-^6UG released without delay. The request to release should be sent to
gb-admin@ncbi.nlm.nih.gov.
5IbCE.>iU Direct Submissions
Sre:l'. The typical GenBank submission consists of a single, contiguous stretch of DNA or RNA sequence
ogoEtKi with annotations. The annotations are meant to provide an adequate representation of the biological
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WB information in the record. The GenBank Feature Table Definition [
http://www.ncbi.nlm.nih.gov/col- J5}?<Dd: lab/FT/index.html] describes the various features and subsequent qualifiers agreed upon by the
%:7/ym[ International Nucleotide Sequence Database Collaboration.
h3Nbgxa. Currently, only nucleotide sequences are accepted for direct submission to GenBank. These
YOtzja]~ include mRNA sequences with coding regions, fragments of genomic DNA with a single gene or
9!6u Yf+ multiple genes, and ribosomal RNA gene clusters. If part of the nucleotide sequence encodes a
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H.$Y;~ NCBI Handbook GenBank
[!4V_yOb protein, a conceptual translation, called a CDS (coding sequence), is annotated. The span of the
y .a)M?3 CDS feature is mapped to the nucleotide sequence encoding the protein. A protein Accession num-
jK2gc^"t ber (/protein_id) is assigned to the translation product, which will subsequently be added to the
Jjh=zxR> protein databases.
}U**)" Multiple sequences can be submitted together. Such batch submissions of non-related sequen-
%/R[cj8 ces may be processed together but will be displayed in Entrez (Chapter 15) as single records.
u89Q2\z~"M Alternatively, by using the Sequin submission tool (Chapter 12), a submitter can specify that several
'i 8`LPQ sequences are biologically related. Such sequences are classified as environmental sample sets,
+l<;?yk:; population sets, phylogenetic sets, mutation sets, or segmented sets. Each sequence within a set
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7X#c is assigned its own Accession number and can be viewed independently in Entrez. However, with
Nb\B*=4AR the exception of segmented sets, each set is also indexed within the PopSet division of Entrez, thus
f5'vjWJ30 allowing scientists to view the relationship between the sequences.
c\rP"y|S}; What defines a set? Environmental sample, population, phylogenetic, and mutation sets all
3
&B- w contain a group of sequences that spans the same gene or region of the genome. Environmental
isz-MP$:K5 samples are derived from a group of unclassified or unknown organisms. A population set contains
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sequences from different isolates of the same organism. A phylogenetic set contains sequences
K^%ONultv from different organisms that are used to determine the phylogenetic relationship between them.
J?f7!F:8 Sequencing multiple mutations within a single gene gives rise to a mutation set.
I %CrsEo All sets, except segmented sets, may contain an alignment of the sequences within them and
GsIqUM#R might include external sequences already present in the database. In fact, the submitter can begin
H)5" <=] with an existing alignment to create a submission to the database using the Sequin submission tool.
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hr Currently, Sequin accepts FASTA+GAP, PHYLIP, MACAW, NEXUS Interleaved, and NEXUS Con-
l2kUa'O- tiguous alignments. Submitted alignments will be displayed in the PopSet section of Entrez.
[vxHsY3z Segmented sets are a collection of noncontiguous sequences that cover a specified genetic
,jeC7-tX region. The most common example is a set of genomic sequences containing exons from a single
Oki{)Ssy gene where part or all of the intervening regions have not been sequenced. Each member record
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Dd(xB& within the set contains the appropriate annotation, exon features in this case. However, the mRNA
I\|.WrMNi and CDS will be annotated as joined features across the individual records. Segmented sets them-
^_uCSA'X selves can be part of an environmental sample, population, phylogenetic, or mutation set.